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Senior Auditor - Risk Management and Compliance

Employer
U.S. Bank
Location
Minneapolis
Salary
Competitive

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Job Description

The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments with minimal supervision from the audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and analyze business processes, key risks and critical controls, and evaluate control design adequacy; perform or supervise control testing; and document work performed in conformance with internal audit policies and procedures.

Duties

- Assisting the audit team management in planning audit engagements. Includes understanding risk and risk management techniques; identifying and analyzing business processes, key risks and critical controls; interviewing

- Performing or supervising staff auditors in the testing of controls based on audit program directions. Includes using appropriate sampling and control testing techniques; identifying and assessing the relevancy of possible issues; and documenting work performed to support audit scope/conclusions, to facilitate an efficient review, and to meet internal audit policies and procedures
- Drafting audit issues under the supervision of the audit team management. Includes drafting potential exposures and significance, identifying appropriate root causes, and developing recommendations that are operationally effective and cost-effective actions to address those causes
- Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with drafting audit reports
- Learning from and applying coaching received
- Performing other duties as requested by management

Basic Qualifications

- Bachelors degree, or equivalent work experience
- Three to five years of applicable experience

Preferred Skills/Experience

- Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Understanding of the business lines operations, products/services, systems, and associated risks/controls
- Knowledge of Risk/Compliance/Audit competencies
- Strong process facilitation, project management, and analytical skills
- Must possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
- Excellent presentation, interpersonal, written and verbal communication skills
- Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
- Applicable professional certifications preferred

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