Sr Auditor
- Employer
- Ameriprise Financial
- Location
- Minneapolis
- Salary
- Competitive
View more
- Industry
- General
- Role
- Audit / Tax
- Job Type
- Long-Term
- Hours
- Full Time
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Job Description
Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
Preferred Qualifications
* CIA, CISA, CPA, CFSA,CRMA
* 2-4 years of professional experience.
* Strong oral and written communication skills.
* Standard desktop computing skills.
Responsibilities
* Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
* Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
* Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
* Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
* Coordinate with appropriate control groups in planning, and executing assigned work. Complete work within established time lines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines.
Required Qualifications
* Bachelors degree or equivalent
* Availability to travel.
* 1-3 years in public accounting, internal audit, technology audit or related financial services field.
* Demonstrated proficiency in basic audit skills and business knowledge.
* Demonstrated aptitude for project leadership.
Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
Preferred Qualifications
* CIA, CISA, CPA, CFSA,CRMA
* 2-4 years of professional experience.
* Strong oral and written communication skills.
* Standard desktop computing skills.
Responsibilities
* Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
* Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
* Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
* Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
* Coordinate with appropriate control groups in planning, and executing assigned work. Complete work within established time lines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines.
Required Qualifications
* Bachelors degree or equivalent
* Availability to travel.
* 1-3 years in public accounting, internal audit, technology audit or related financial services field.
* Demonstrated proficiency in basic audit skills and business knowledge.
* Demonstrated aptitude for project leadership.
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